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February 2007

Modeling 3G/WCDMA/HSDPA Handset Transmit System
By Chris W. Liu, Staff Systems Engineer, RFMD®

Wideband Code Division Multiple Access (WCDMA) has been chosen as one of the standards for the third generation (3G) cellular systems that are being deployed in various parts of the world. System performances have been well defined in 3GPP standards. However, these system specifications need to be translated down to circuit block level for designers to execute circuit implementation. To optimize the overall system performance, system modeling is the essential tool to allocate system budgets with accurate analysis, and therefore, minimize design iterations and reduce the time to market.

Model of Transmit System
Figure 1 shows the proposed system model of a linear direct conversion transmit system (DCT) for the WCDMA system. This model consists of a number of subsystems or circuit blocks: Digital Signal Generator, Digital to Analog Converters (DAC) and Reconstruction Filters, Modulator, Pre-amplifier and Power Amplifier, as well as RF Front-end components.

The role of the signal generator is to receive data symbols from the baseband processor, and then create ideal WCDMA digital I/Q signals. The digital I/Q signals are then converted to analog format by the DAC and reconstruction filter. The analog I/Q signals are then fed into a modulator, where the complex WCDMA signal is up-converted and modulated on a RF carrier. The RF signal is amplified by the power amplifier, and then delivered to the antenna through the front-end components such as the duplexer, isolator, coupler, as well as RF switches, etc.

There are many sources of distortion in the circuits, such as noise, nonlinear transfer function, saturation limits, etc. Now that the functionality of each circuit is quite different, the main sources of distortion are different as well. The system simulation focuses mainly on major sources of each block. A system model has been developed in time domain using Matlab since it allows a more accurate description of the non-idealities of the blocks on the top of a complex digital signal. The distortions of each subsystem are quantized by passing an ideal test signal through the system model so that the performance of each subsystem is simulated and the optimum parameters can be found.

The system impacts are evaluated by computing three key system parameters: Error Vector Magnitude (EVM), Adjacent Channel Power Ratio (ACPR) and Spectral Emission Mask (SEM). Based on the simulation results of EVM, ACPR and SEM, the trade-offs and optimized parameters of each subsystem are made. The 3GPP 25.101 concludes the system requirements for WCDMA User Equipments (UE). Several key transmit parameters of Band-1 are summarized in Tables 1 and 2. In practice, some margin is usually added to guarantee the performance over all conditions.

Spectrum Emission Mask (SEM) is one of the tough requirements for WCDMA system design. The SEM of 3GPP specs are summarized in Table 2 and also illustrated in Figure 2 for better view. Though out of band spurious requirements from 3GPP are not shown in this paper, they are important for system design as well.

Test Signal Generation
The WCDMA signal is created in three main steps: spreading, scrambling and pulse shaping. During spreading, every symbol is transformed into a number of chips based on spreading factor.

The complex scrambling is used not only to provide differentiation among users, but also to distribute the power evenly between I channel and Q channel because power levels at multiple I/Q multiplexed channels may be different. Next, both I channel and Q channel signals go though pulse shaping and then combined into a complex chip stream.

Verifying uplink performance, 3GPP 34.121 defines a number of test cases, referred to as uplink Reference Measurement Channel (RMC). The most often used RMC is the RMC 12.2 kbps; its channel configurations are listed in Table 3, where DPCCH stands for Dedicated Physical Control Channel, and DPDCH stands for Dedicated Physical Data Channel.

For data service of High Speed Downlink Packet Access (HSDPA), High Speed Dedicated Physical Control Channel (HS_DPCCH) is introduced in uplink. The uplink signal with HS_DPCCH has much higher Peak to Average Ratio (PAR), and therefore tightens requirements on the WCDMA transmit system, especially power amplifiers. Because of the high PARs of a signal with HS_DPCCH, 3GPP standards allow Maximum Power Reduction (MPR) for HSDPA application shown in Table 4. The MPR is based on Cubic Metric (CM), which is defined in 3GPP 25.101 Release 7.0, shown in Equation (1).

Evaluating the transmitter’s performance to meet HSDPA requirements, it is essential to have a proper test signal with HS_DPCCH channel. The desired test signal that could represent the worst test case shall have a property of CM=1. With CM=1, the test signal has MPR of zero, thus no power back off is allowed. The chosen test signal shown in Table 5 consists of three channels: DPCCH, DPDCH and HS_DPCCH.

The comparison of Complementary Cumulative Distribution Function (CCDF) curves between the test signal and RMC 12.2 is also plotted in Figure 3. The much higher PAR of the test signal is observed clearly in the plot. Although PAR is high, the CM of the test signal is 1 (CM=1) so that no MPR is allowed (MPR=0). The test signal is created as an ideal reference signal with minimum EVM and ACPR.

In the following, the test signal will pass through each subsystem so that the distortions can be evaluated by computing the distorted signal at output of each subsystem.

DAC and Reconstruction Filter
The bandwidth of reconstruction filter and the resolution of the DAC have direct impacts on system EVM, ACPR. The EVM and ACPR as a function of the number bits in the DAC are simulated and shown in Figure 4. The level of quantization noise is proportional to the resolution of the DAC. The simulation shows that increasing number of bits greater than 8 has insignificant improvements of EVM and ACPR.

The simulation results of ACPR and EVM versus the bandwidth of the reconstruction filter are plotted in Figure 5. The ACPR is good overall since the resolution of DAC is fixed at 9 bits. The EVM is degrading with decreasing filter bandwidth, as expected, since both noise and useful information are filtered out at same time. With 3.5 MHz bandwidth and 9 bits resolution, 2 percent EVM and -54 dBc ACPR are achieved.

Modulator
Imbalance of I/Q channels is one of the major issues in the IQ modulator. Gain imbalance between I and Q channels results in different amplitudes. Ideally, the Q channel should differ 90 degrees in phase compared to I channel, but phase imbalance adds errors on the phase. With gain and phase imbalances in the system, an interference component appears at the image frequency in frequency domain. The image suppression (IS) can be calculated from I/Q imbalance using Equation (2).

where AI is relative amplitude imbalance, PI is phase imbalance in radians.
The impact of the Image Suppression is simulated and plotted in Figure 6. It shows that EVM performance is good enough when the image suppression is better than 40 dB.
Phase noise of Local Oscillator (LO) or Phase Locked Loop (PLL) is a form of noise energy around the center carrier in the frequency domain. In time domain, the phase noise is defined as the random timing fluctuation in an oscillator period. The integrated phase errors can be used to model phase noise in time domain. The less phase errors, the better EVM is achieved, as shown in Figure 7.

It is important to have a low pass filter to remove out of band noise above certain cut-off frequency. The bandwidth of loop filter determines the output noise of the PLL so that it definitely affects the ACPR performance. ACPR and EVM against the loop filter’s bandwidth are simulated and plotted in Figure 8. The bandwidth below 300 KHz gives good ACPR performance with reasonable EVM.

Power Amplifier
The power amplifier (PA) is the most non-linear device in a transmit system. The WCDMA modulation scheme results in a fluctuating envelope of modulated signal. The amplitude of the test signal is plotted in Figure 9, and shows high peak to peak transitions between chips. The large envelope variations with fast transition set very stringent linearity requirements for the power amplifier.

The nonlinearity of the PA is modeled in the form of Amplitude-to-Amplitude conversion (AM/AM) and Amplitude-to-Phase (AM/PM) conversion, which reflect the amplifier gain and phase nonlinearity as a function of the input power, respectively. The AM/AM and AM/PM coefficients are extracted from measurement data, namely input power, output power and phase, and then mathematically modeled into amplitude and phase paths of the output signal.

The desired PA is to have linear relations between input power and output power, and constant phase performance over all power levels. The AM/AM and AM/PM performance of the desired PA is shown in Figure 10, where AM/AM is plotted in blue, and the pink line is desired phase response. However, the PA design objectives are to make optimal performance, especially between efficiency and linearity. A PA working at class A has best linear transfer function but suffers from low efficiency. In order to achieve good efficiency, PA is usually designed in Class AB or Class B at peak power level with acceptable sacrifice of linearity performance. The nonlinear AM/AM (orange) and AM/PM (green) curves in Figure 10 shows that the amplitude and phase compressions occur at high power levels, where the PA is close to saturation. In addition to compression at high power level, PA also has gain expansion characteristics at low power levels, which is not shown in the graph. The PA’s nonlinear transfer characteristics are the root cause of degradation of ACPR, EVM and SEM performance.

In this paper, a RF3266 WCDMA Band-I power amplifier from RFMD is used in the simulation. The extracted AM/AM and AM/PM curves of RF3266 are plotted in Figure 11.

The simulation shows that the degradations of ACPR at maximum output power are reasonable, from -54 dBc at the input of the PA down to -42 dBc at the output of the PA, but still have 9 dB margin to system specification of -33 dBc. The RF spectrum of the output signal is computed and plotted along with SEM requirements (red line) in Figure 12, which shows spectral emission mask is satisfied with margins.

Front-End Components
The last stage of the system model is the RF front-end section including isolators, duplexers, and couplers, as well as RF switches, etc. The loss of RF front-end components is critical since the attenuated RF power needed to be compensated by increasing RF power of the power amplifier, which result in deteriorations of system efficiency and heat dissipation.
In addition, the gain ripples of the duplexers across band cause degradation of EVM. The gain ripples of a duplexer are modeled using S-parameters which can be measured by a vector network analyzer. Once the S-parameters are collected, gain and ripples are calculated from S-parameters. The S11 and S21 of a duplexer in Band I are measured and plotted in Figure 13.

EVM suffers from the gain ripples of the duplexer by almost 3 percent, while ACPR does not experience any degradation due to the nature of high linearity of passive devices. Note that the input impedance of a duplexer usually does not match to 50 ohm and 2:1 input VSWR is typical for a commercial duplexer. Carefully matching the impedances between output of a power amplifier and input of a duplexer is essential but very challenging.

Overall System Performance
The total system performance is computed at antenna port. EVM with 13 % and ACPR with 41.2 dBc have been achieved for overall system. Degradation of EVM and ACPR performance at each stage are summarized in Figure 14 (a) and (b). The system budget of each subsystem at normal operating conditions is derived and optimized. EVM budget can be allocated as 2% at DAC and reconstruction filter, 9% at modulator, 9.7 % at output of PA, and 13% at antenna port. Similarly, the budget if ACPR is allocated as -54 dBc at DAC and reconstruction filter, -53 dbc at modulator, 42 dBc at PA and antenna port. The margins are added on top of system specification to ensure system performance over all conditions.

Summary
The technique of systematic modeling a WCDMA transmit system has been presented. Simulation results indicate the modeling technique gives accurate results in a fast and efficient manner. This method could also be extended to model other transmit systems with different architectures with minimum modifications.

Acknowledgement
The author would like to thank colleagues at RFMD, especially Brian Roberts, Steve Egolf, Hong Jiang and Hannes Rahn, for information, reviews and feedbacks.

Reference
1. www.rfmd.com
2. 3GPP TS 25.101, “User Equipment (UE) Radio Transmission and Reception (FDD)”
3. 3GPP TS 25.213, “Spreading and modulation (FDD)”
4. 3GPP TS 34.121, “Conformance specification”

About the Author
Chris W. Liu received his B.Sc from Tianjin University, China and M.Sc from University of Montreal, Canada. Chris has more than 15 years experience in the wireless, RF and microwave communication industry. Currently he is a staff systems engineer at RFMD. Chris Liu can be reached by email at cliu@rfmd.com.

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